Logo

When may there be a conflict of interest with a former client?

Bar Exam Prep Prof Responsibility Loyalty When may there be a conflict of interest with a former client?
‼️ Prof Responsibility • Loyalty PR#022

Legal Definition

According to Rule 1.9(a), a lawyer must not represent another person in the same or a substantially related matter in which that person's interests are materially adverse to the interests of the former client unless the former client gives informed consent, confirmed in writing.

Plain English Explanation

When you hire a lawyer, you're not just getting their expertise - you're also entrusting them with sensitive information about your case and your life. But what happens when your case is over? Can your lawyer then turn around and use what they learned from you to help someone else - maybe even someone who's now opposing you in a legal matter?

This is where Rule 1.9(a) comes in. It's designed to protect clients even after their case is over, ensuring that the trust they placed in their lawyer continues to mean something.

Here's how it works: Let's say you hired a lawyer for a case, and now that case is over. Your former lawyer can't then represent someone else in a case that's either the same as yours or very closely related to it, if that new client's interests go against yours in an important way.

But what does "substantially related" mean? It's not just about the general type of case. It's about whether the lawyer could have learned something during your case that could now be used against you. For example, if your lawyer represented you in a patent dispute for your revolutionary new gadget, they couldn't then represent someone else claiming they actually invented that gadget.

The rule also talks about "materially adverse" interests. This means the new client's goals would significantly conflict with your interests. It's not just a minor disagreement - it's a real clash of interests.

Now, there is a way around this rule: you can give your okay. But it's not as simple as a quick "yeah, sure." The lawyer has to explain the situation to you fully - what the new case is about, how it relates to your old case, and what the potential risks are to you. Only then, if you agree and put it in writing, can the lawyer take on that new client.

Why is this rule so important? For a few reasons:

(1) It protects your confidential information. You shouldn't have to worry that what you told your lawyer in confidence might be used against you later.

(2) It maintains trust in the legal profession. You should feel comfortable being completely open with your lawyer, without fear that they might switch sides later.

(3) It prevents lawyers from "switching sides" in a way that might seem unfair or unethical.

This rule doesn't mean your former lawyer can never represent someone whose interests oppose yours. If it's a completely different type of case, or if it's not closely related to your former case, they might be able to. The key is protecting the specific confidences and insights the lawyer gained while representing you.

Hypothetical

Hypo 1: Bob represented Sam in a patent infringement case regarding Sam's revolutionary battery technology. The case settled two years ago. Now, TechCorp approaches Bob to represent them in a new patent infringement case against Sam, involving the same battery technology. Result: This is a clear conflict under Rule 1.9(a). The new matter is substantially related to Bob's previous representation of Sam, and TechCorp's interests are materially adverse to Sam's. Bob cannot represent TechCorp unless Sam gives informed consent, confirmed in writing. Given the sensitivity of patent cases and the directly competing interests, it's unlikely that Sam would consent or that Bob could ethically proceed even with consent.

Hypo 2: Bob represented Sam in a divorce case five years ago. Now, Sam's ex-spouse wants to hire Bob for a contract dispute with their business partner. The contract dispute is unrelated to any marital assets or issues from the divorce. Result: This scenario likely does not create a conflict under Rule 1.9(a). While Sam is a former client, the new matter (a business contract dispute) is not the same as or substantially related to the previous matter (the divorce). Unless Bob learned confidential information during the divorce that's relevant to the current contract dispute, he could likely represent Sam's ex-spouse without Sam's consent. However, Bob should still consider any potential issues and, out of an abundance of caution, might choose to inform Sam and seek consent.

Hypo 3: Bob represented SmallTech in negotiating a licensing agreement with BigCorp two years ago. Now, BigCorp wants to hire Bob to sue SmallTech for breach of that same licensing agreement. Result: This presents a clear conflict under Rule 1.9(a). The new matter (the breach of contract lawsuit) is the same as or substantially related to the previous matter (negotiating the contract), and BigCorp's interests are materially adverse to SmallTech's. Bob cannot represent BigCorp unless SmallTech gives informed consent, confirmed in writing. Given that Bob likely has confidential information about SmallTech's position and strategies regarding this agreement, it would be very difficult for Bob to ethically proceed, even with consent.

Hypo 4: Bob represented Sam in a personal injury case resulting from a car accident last year. Now, Sam's neighbor wants to hire Bob for a property boundary dispute against Sam. Result: This scenario likely does not create a conflict under Rule 1.9(a). The new matter (a property dispute) is not the same as or substantially related to the previous matter (a personal injury case from a car accident). The interests are technically adverse, but the matters are not related. Unless Bob learned confidential information during the personal injury case that's somehow relevant to the property dispute, he could potentially represent the neighbor.

Hypo 5: Bob represented EcoCorp in an environmental compliance audit three years ago. Now, a group of residents wants to hire Bob to sue EcoCorp for environmental damages, based on issues that were not part of Bob's audit but occurred during the same time period. Result: This situation presents a potential conflict under Rule 1.9(a). While the new matter (environmental damage lawsuit) is not exactly the same as the previous matter (compliance audit), it could be considered substantially related if Bob gained relevant confidential information during the audit. The residents' interests are clearly materially adverse to EcoCorp's. Bob would need to carefully assess whether his knowledge from the audit could be relevant to the new case. If there's any significant relation, Bob would need EcoCorp's informed consent, confirmed in writing, to represent the residents. Given the sensitivity and potential overlap of environmental issues, it might be ethically safest for Bob to decline this representation.

Visual Aids

When may there be a conflict of interest with a former client?
When may there be a conflict of interest with a former client?

Related Concepts

Are lawyers allowed to have sex with their clients? Can an attorney continue to represent a client if a conflict exists? Does representing clients with inconsistent positions violate the lawyer's Duty of Loyalty? How can a lawyer limit their malpractice liability with a client? How can screening avoid imputed conflicts? How do the California rules differ from the ABA when it comes to a lawyer accepting compensation from a party other than their client? In assessing a conflict of interest, what is a concurrent conflict? In assessing the Duty of Loyalty, what's the difference between an actual conflict and a potential conflict? In California, are lawyer's allowed to have sex with their clients? In California, how can a lawyer limit their malpractice liability with a client? In California, how must a lawyer advise their client to seek independent counsel when dealing with potential financial conflicts? In California, may a lawyer represent an insurance company and its policyholder as joint clients? In California, what are the restrictions related to lawyers acquiring the media rights of their clients? In California, what are the restrictions related to lawyers receiving gifts from their clients? In California, when may a lawyer loan money to a client? What are some common issues that occur when a lawyer represents multiple clients in the same matter? What are the most common types of conflicts of interest that involve a lawyer's own interest? What are the restrictions related to lawyers acquiring the media rights of their clients? What are the restrictions related to lawyers receiving gifts from their clients? What is an imputed conflict and how can it be resolved? What is required in order for a lawyer to accept compensation from a party other than their client? What is required in order for a lawyer to avoid a financial conflict with a client? What is the Duty of Loyalty? When does the general rule of imputed conflicts NOT apply? When may a lawyer appear as a witness in a matter where they represent a party? When may a lawyer loan money to a client?
Law School Boost Robot

Get Law School Boost for Free!

Law School Boost makes studying for law school and the Bar easier using our science-backed, A.I.-driven, adaptive flashcards with integrated hypos, plain English legal translations, and memorable illustrations. Start now for FREE!